Compliance Officer (80-100%)

Luxembourg Albert Borschette

Full time

In your function as member of the Compliance Team of a super management company (AIFM as well as a UCITS management company managing a wide range of products), you will play a key role in identifying, assessing, monitoring, reporting, advising on and mitigating the Compliance specific risks affecting Swiss Life Asset Managers Luxembourg and its funds (such as regulatory sanctions, financial and reputational risks as a result of the non-compliance with regulatory and legal requirements as well as internal (group) guidelines). The Compliance Team acts as an independent second level control function.

Responsibilities

  • Managing Compliance-Related Risks: Oversee compliance risk assessments, conflict-of-interest management, AML/CTF framework, and implementation of regulatory requirements.
  • Policy Framework Review: Maintain and assess the SLAM LUX policy framework, ensuring alignment with internal and public policies.
  • Staff Training: Coordinate and customize regulatory and Swiss Life-specific training programs, and execute training sessions.
  • Second Level Control: Maintain and improve the Internal Control System, and monitor daily departmental controls.
  • Management Support and Advice: Provide compliance-related advice, raise awareness, and report to the Management Committee and Board of Directors.
  • Committee Participation: Actively participate in various committees, working groups, and projects.
  • Stakeholder Reporting: Report to internal and external stakeholders, including the Management Committee, Board of Directors, Swiss Life division, group, and audit.

Experience

  • Proven professional Compliance experience in the investment funds industry (4 or more years)
  • Strong Compliance & regulatory expertise in AIFMD and UCITS
  • Entrepreneurial mind-set to set-up, implement required processes and further improve them
  • Very good English skills. German and/or French is a plus.
  • Strong team player in an international context, dynamic and resilient with the ability to work independently
  • Good knowledge of MS Office

Only direct applications will be considered for this vacancy and we do not accept dossiers from recruitment agencies.

Benefits

Working conditions

Working conditions Our employees are our most valuable asset. At Swiss Life Asset Managers, we place particular emphasis on compensating them fairly and in line with the market. In addition to the basic salary, compensation consists of a bonus based on the company's success and personal performance. Full-time employees are entitled to at least 26 days off per year. We celebrate service anniversaries every five years.

Remote Working from Abroad

Remote Working from Abroad With our Remote Working from Abroad offering, we enable our employees to work from Abroad for a specific number of days per year

Grow with us

Grow with us For us, all employees are talents whom we want to promote in the best possible way. With this aim in mind, we have founded our own AM Academy, through which we provide our employees with a broad range of training opportunities. We also support them with external training and development.

Family

Family We know the value of care work. Employees of our Employee Assistance Programme are available via website, phone, SMS, e-mail or online chat if they have any questions in this regard.

Flexibility

Flexibility We address the individual needs of our employees and aim to create optimal framework conditions. Employees of Swiss Life Asset Managers can work with their manager to determine the right working model for them (e.g. flexible working hours, mobile office, time-out models).

Health & wellbeing

Health & wellbeing The health of our employees is particularly important to us. We support our employees with a contribution towards the nearby sports centre. In our in-house bistro we offer fresh, balanced meals every day.

Discounts

Discounts We support the mortgage interest rate subsidy plan.

Pension and social benefits

Pension and social benefits We are there for our employees – in any case. You benefit from supplementary health insurance and an occupational pension scheme.

Benefits

mortgage interest rate subsidy plan

Contact

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Our Location

Luxembourg Albert Borschette

Swiss Life Asset Managers

We are a leading European asset manager and institutional real estate asset manager with locations in Switzerland, France, Germany, Luxembourg, the UK and Norway.

With a strong client focus, here at Swiss Life Asset Managers, success is driven by expecting the unexpected, prioritising sustainability and inclusion, fully investing in our jobs and people, and being on the lookout for new business opportunities – all since 1857.

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Swiss Life Asset Managers is a dedicated equal opportunity employer. Learn more

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