Head Compliance 80 – 100% (m/f/d)

Luxembourg Albert Borschette

Full time

In your function as Head of Compliance of a super management company (AIFM & UCITS management company managing a wide range of products), you will lead a motivated and flexible team and ensure the identification, assessment, monitoring, reporting, advising on and mitigating of Compliance specific risks affecting Swiss Life Asset Managers Luxembourg (“SLAM LUX”) and its funds. ) You are the main contact for the CSSF regarding Compliance matters and take the role as RC for SLAM LUX and some of its funds. The Compliance team acts as an independent second level control function. In more detail, the activities as part of the SLAM LUX Compliance team include but are not limited to:  

Responsibilities

  • Managing Compliance related risks such as analysis of new initiatives of SLAM LUX (Company and Product level ), AML/CTF assessments on investments, investors, business relationships or other stakeholders, Conflict-of-Interest, data protection and complaints management
  • Maintenance and coordination of the SLAM LUX PolicyFramework and internal control system including annual assessment and coordination within the group/division and enhancing the Internal Control System
  • Knowledge and awareness spreading by coordinating regulatory required and Swiss Life specific trainings and customization of training material to local needs and execution of trainings to SLAM LUX employees and Board members of SLAM LUX and the funds
  • Monitoring legal and regulatory developments as integral part of the internal regulatory update group and implementation of regulatory or internal group requirements
  • Trusted Advisor to Management in compliance related matters and risks leveraging on active participation to various local and global committees, working groups and projects as well as reporting to internal and external stakeholders (e.g. Management Committee, Board of Directors, Swiss Life division and group, regulator and audit)

Experience

  • Proven professional Compliance experience in the investment funds industry (8 or more years) and having acted as RC
  • Previous (team) leadership experience
  • Strong Compliance, AML/CTF & regulatory expertise in AIFMD and UCITS
  • Entrepreneurial mind-set to set-up, implement required processes and further improve them to add value including usage of new technology
  • Excellent written and oral communication skills in English and German. French would be an asset.
  • Strong team player in an international context, dynamic and resilient with the ability to work independently
  • Good knowledge of MS Office

Swiss Life Asset Managers accepts applications from agency recruiters for this vacancy. Please contact us via the contact form to gain access to our application platform. By submitting candidate dossiers, you agree to the terms and conditions defined by Swiss Life Asset Managers.

Benefits

Working conditions

Working conditions Our employees are our most valuable asset. At Swiss Life Asset Managers, we place particular emphasis on compensating them fairly and in line with the market. In addition to the basic salary, compensation consists of a bonus based on the company's success and personal performance. Full-time employees are entitled to at least 26 days off per year. We celebrate service anniversaries every five years.

Remote Working from Abroad

Remote Working from Abroad With our Remote Working from Abroad offering, we enable our employees to work from Abroad for a specific number of days per year

Grow with us

Grow with us For us, all employees are talents whom we want to promote in the best possible way. With this aim in mind, we have founded our own AM Academy, through which we provide our employees with a broad range of training opportunities. We also support them with external training and development.

Family

Family We know the value of care work. Employees of our Employee Assistance Programme are available via website, phone, SMS, e-mail or online chat if they have any questions in this regard.

Flexibility

Flexibility We address the individual needs of our employees and aim to create optimal framework conditions. Employees of Swiss Life Asset Managers can work with their manager to determine the right working model for them (e.g. flexible working hours, mobile office, time-out models).

Health & wellbeing

Health & wellbeing The health of our employees is particularly important to us. We support our employees with a contribution towards the nearby sports centre. In our in-house bistro we offer fresh, balanced meals every day.

Discounts

Discounts We support the mortgage interest rate subsidy plan.

Pension and social benefits

Pension and social benefits We are there for our employees – in any case. You benefit from supplementary health insurance and an occupational pension scheme.

Benefits

mortgage interest rate subsidy plan

Contact

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Our Location

Luxembourg Albert Borschette

Swiss Life Asset Managers

We are a leading European asset manager and institutional real estate asset manager with locations in Switzerland, France, Germany, Luxembourg, the UK and Norway.

With a strong client focus, here at Swiss Life Asset Managers, success is driven by expecting the unexpected, prioritising sustainability and inclusion, fully investing in our jobs and people, and being on the lookout for new business opportunities – all since 1857.

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Swiss Life Asset Managers is a dedicated equal opportunity employer. Learn more

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